PECB ISO-45001 Lead Auditor Übungsprüfungen
Zuletzt aktualisiert am 27.04.2025- Prüfungscode: ISO-45001 Lead Auditor
- Prüfungsname: PECB Certified ISO 45001 Lead Auditor Exam
- Zertifizierungsanbieter: PECB
- Zuletzt aktualisiert am: 27.04.2025
Select two options that are corrections.
- A . Adding a missing signature to a corrective action record.
- B . Changing a process to reduce its inherent risk.
- C . Changing the name of a tutor that did not deliver a course to the name of the tutor that did.
- D . Reviewing workers training records.
- E . Updating the emergency preparedness plan as a result of carrying out a practical test.
- F . Using OHSMS induction training to address an identified lack OHSMS awareness among winkers.
An audit team leader arrives at a steel fabrication organisation that manufactures stairways to carry out a Stage2 certification audit. At a meeting with the OHSMS Manager, she is told that they have won their biggest contact from a construction organization to manufacture and install stairways. During the audit, a team member found that several employees had suffered hand injuries over several months due to handrail welds not being property polished. The OHSMS Manager blames the new employees they had to take on because of the big contract. The auditor raises a nonconformance against clause 10.2 erf ISO 45001.
In relation to the nonconformity raised by the auditor and in line with the policy of the certification body, the audit team raise improvement opportunities in the audit report.
Which three of the options would represent acceptance opportunities for improvement in the report?
- A . A quality control programme could involve non-destructive testing of the welded handrails
- B . Operational planning activities may benefit from an improved risk based approach based on international standards tor risk management.
- C . A first aid station could be located next to the handrail polishing operation.
- D . Additional internal audits of the OHS management system may reduce production problems.
- E . All workers should be given competence test.
- F . The induction programme for new employees could include an awareness training video in health and safety.
- G . The requirement for wearing protective gloves could be extended to shop floor workers across all operations.
- H . The molding polishers should be disciplined for Incompetency.
You are auditing a site of Good Food Shack, a restaurant chain. In the kitchen area, you notice a half-filled open drum sitting in a pool of liquid, which is dribbling across a work area. You ask the head Chef what is in the drum and are told it is waste the frying process. When you ask why it is kept there, You are told that it is not normally kept there, but it not a problem and says that he will arrange it to be moved to a storeroom and will give the floor a good clean.
Look around the kitchen, you observe knives and cleavers lying around on worktops, staff wearing no protective gloves and a large pot of boiling water with nobody near it. There is no evidence of any fire extinguishers of fine blankets within sight.
You decide to raise a nonconformance. Select one of the options that best describes the finding against clause 8.1.2 of ISO 45001.
- A . Failure to reduce risks associated with working in the kitchen.
- B . Measures to prevent slippage in the kitchen from waste cooking oil were not taken.
- C . Staff are at risk of serious injury while working in the kitchen.
- D . Training of the kitchen staff was not effective enough to prevent poor safety awareness in the kitchen area.
An internal auditor of a manufacturer of plastic packaging products for the food industry raised a nonconformity against section 10.2 of ISO 45001 in Report IA202. The nonconformity (NC3) stated: "The level of reported health and safety incidents has increased by 9.7% over the last 12 months. This included an increase in reported accidents." A third-party auditor reviewing the internal audit process came across the nonconformity and found that there was no evidence of having been reported to relevant staff. Select three of the following nonconformities that the auditor could raise to ISO 45001.
- A . 9.2.2.e – Management failed to take any action to deal with the audit nonconformity.
- B . 9.2.2.d – Staff were not made aware that health and safety incidents were increasing.
- C . 8.1.1 – Operations were not properly controlled to avoid health and safety incidents.
- D . 9.2.2 – Report IA202 contained a poorly worded nonconformity (NC3).
- E . 10.2.b – The root cause of the increase in reported health and safety accidents was not investigated.
- F . 7.4.3 – The results of the internal audit IA202 were not communicated to interested parties.
Showitoff is an organization specialization in the design and production of wall decorating materials for the domestic market.
During an ISO 45001 certification audit of the site, the auditor comes across an open, walled area just outside the maintenance department. It contains various scraps of wood and metal as well as serveral rusty components. Several heavy concrete beams are learning against a thin brick wall in which cracks are available. When asked about it, the OHS Manager states that he presumes that the materials come from maintenance work, so it is the Maintenance Manager’s responsibility.
The auditor interview the Maintenance Manager in his department. He asks about the area outside and is told that it contains some excess material that the Manager likes to keep in case they come in handy at some stage. The auditor points out that the wall appears to be unstable and could collapse at any moment. The Maintenance Manager is not aware of such a situation.
Wash-it-up is an organization that provides window cleaning services for the industrial sector. It has been certified to ISO 45001 for some time and has appointed a new OHS Manager. The auditor asks to see the most recent management review meeting minutes.
Which three statement would represent input audit evidence for the management review?
- A . Allocation of a bigger budget for the OHS department
- B . Decisions on Improvements in the OHSMS
- C . Decisions related to continual Improvement opportunities
- D . Procurement of new safety harnesses for workers
- E . Proposal to priorities health and safety issues as a business strategy
- F . Report showing the trend of on increase in safety incidents
- G . Updates to the risk register
- H . Worker feedback of positive and negative comments
According to ISO 45001, who should participate in the continuous improvement of the health and safety management system?
- A . Everyone, at all levels of the company
- B . Top management and senior officers only
- C . Top management, senior officers and designated safety representatives only
- D . Top management only
A trainee audit team leader Is being coached by an experienced audit team leader prior to carrying out his first Stage 2 certification audit in the team leader role. They are discussing the typical contents of audit reports and the experienced audit team leader is keen to ensure the trainee understands what such reports should contain.
Which three of the trainee’s responses are incorrect?
- A . A copy of the certification body Invoice for the audit
- B . A reference to the audit criteria used
- C . A statement of the audit objectives
- D . Audit findings and any related evidence
- E . Confirmation of the audit scope
- F . Contact details for all members of the audit team
- G . The audit conclusions reached
- H . A corrective action plan that add-cross the identified nonconformities
An auditor of a manufacturer of plastic packaging products for the food industry found a nonconformity in an internal audit report raised against section 10.2 of ISO 45001 in Report IA202. The nonconformity (NC3) stated: "The level of reported health and safety incidents has increased by 9.7% over the last 12 months. This included an increase in reported accidents." Against this background, the third-party audit team found more than twenty minor nonconformities during the audit, which they agreed should be combined into one major nonconformity against clause 4.4 of ISO 45001. "The organisation has failed to demonstrate that it is maintaining and continually improving a health and safety management system." Select two options which would represent acceptable corrective actions for the nonconformity.
- A . Top management initiated a comprehensive review of the internal and external issues to decide on actions that could lead to improving the performance of the OHSMS.
- B . Union representatives of the workers were invited to attend the OH&S management meetings.
- C . Top Management developed and is leading a programme to promote an effective culture of support for the OHSMS.
- D . Staff from departments with nonconformities were given regular OH&S safety training sessions during their daily toolbox talks.
- E . External consultants were appointed to conduct a gap analysis of the OHSMS and report on the gaps found.
- F . OH&S champions were appointed in each department to report near misses and incidents in the OHSMS.
What is the definition of the term ‚audit‘ as per clause 3.32 of ISO 45001:2018?
- A . A systematic process to assess the risks in a workplace
- B . An evaluation of the effectiveness of health and safety measures
- C . A legal requirement to comply with health and safety standards
- D . A document that outlines safety procedures and guidelines
Which two of the following are examples of audit objectives for the audit team?
- A . To reduce instances of injury and ill health.
- B . To minimise risk resulting from the audit process.
- C . To improve overall health and safety performance.
- D . To complete the audit on time.
- E . To implement any necessary corrective action.